Now more than ever, investment firms are being closely monitored and regulated for money laundering and fraud. To meet anti-money laundering (AML) requirements and mitigate risks, compliance officers need to be armed with processes and technology suited to the specific needs and risks of the investment industry.
With its proven track record in the financial services industry, AML Risk Manager from Fiserv provides a risk-based approach based on your investment firm's unique risk profile to help you quickly and cost-effectively manage these challenges and meet your compliance obligations.
AML Risk Manager provides comprehensive capabilities to detect, alert, manage and report money laundering threats, enabling analysts to focus on investigation.
Enhanced analytics and reporting combine with know your customer (KYC) capabilities, watch list filtering, customer risk profiling, risk scoring, transaction monitoring, regulatory reporting and more, to protect your interests and advance your AML program.
Streamline compliance operations to reduce costs
Improve investigation efficiency
Implement a risk-based approach to suspicious activity detection
Reduce false positives
Meet regulatory obligations
Learn more about how AML Risk Manager for Investment Firms leverages a risk-based approach, based on your firm’s unique risk profile, to help you quickly and cost effectively manage AML challenges and meet your regulatory obligations.
In a sector predicted to reach $145 trillion in assets under management by 2025, it's not surprising that investment management is drawing heightened regulatory focus and increased attention from financial criminals.
Regulatory compliance, reputation and business integrity are all at risk when it comes to money laundering schemes in investment services. It's time to get smarter about anti-money laundering. Do you know the warning signs?
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